Raising Capital

Raising Capital Solutions:

We represent businesses seeking to raise capital to fund growth and operations, and investors and lenders to those businesses, including private equity firms, venture capital firms, hedge funds, family offices and trusts in:

  • Equity and Debt Securities Offerings
  • Private Placements
  • Bridge and Mezzanine Lending
  • Resales of Restricted and Control Securities
  • Private Investment in Public Equity (PIPE) and Reverse Merger Transactions
  • JOBS Act Compliance
  • Securities Issuance in M&A Transactions

Raising Capital Representative Transactions

Raising Capital Whitepapers and Advisories:

Raising Capital Through Private Placements:  Deal Points

“Raising Capital” compares in detail Regulations D, A, and S and other principal U.S. Securities Act of 1933 sections, rules, and regulations that may be used for public registration-exempt offers and sales of securities for the purpose of raising capital and discusses their respective uses, requirements, advantages, and disadvantages.  Appendix 1 at the end presents a condensed version of the same information in chart form.  Following the discussion are “Deal Points” to aid the capital raising process:  what to do, and what not to do.

Raising Capital Through Private Placements Securities Act Exemption Chart

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