Raising Capital

Raising Capital Solutions:

We represent businesses and investment funds seeking to raise capital to fund growth and operations, and their investors and lenders, including Private Equity Funds, Venture Capital Funds, Hedge Funds, Family Offices, Seed and Angel Investors and Trusts in:

  • Equity and Debt Securities Public and Private Offerings
  • Private Placements pursuant to Reg. D, Reg. A/A+, Reg. S, Reg. CF, Section 4(a)(2) and other Securities Act Registration Exemptions
  • SPAC (Special Purpose Acquisition Companies) IPOs and “DeSPACing” Reverse Merger Transactions
  • Bridge and Mezzanine Lending
  • Resales of Restricted and Control Securities pursuant to Securities Act Rules 144, 144A and 145
  • PIPE (Private Investment in Public Equity) Transactions
  • Securities Issuance in M&A Transactions

Raising Capital Representative Transactions

Raising Capital Whitepapers and Advisories:

Raising Capital through Private Placements: Deal Points (September 2022)

Raising Capital through Private Placements Exemption Chart (September 2022)

Deal Points Short Takes 2022.01: Use a Private Placement Memorandum

Using Wyoming’s Crypto/Digital Assets and DAO Laws

Public or Private: When Should a Company Go Public and When Should It Stay Private?

SPACs: An IPO and Private Equity Alternative: Deal Points

SEC Proposes New Rules to Enhance SPAC Disclosure and Investor Protection

Resales of Restricted Securities: Deal Points

SEC Rule 148: The New Exception to the General Solicitation and Advertising Prohibition When Raising Capital Through Private Placements

SEC Charges Three Companies $539 Million for Illegal General Solicitation

 

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