Private Equity, Venture Capital, Hedge Fund, Family Office and other Financial & Strategic Investments

Financial & Strategic Investments Solutions:

We represent both Financial Investors and Strategic Investors, and the enterprises in which they invest and lend, in:

  • Structuring, Formation, Governance and Administration for Onshore/Offshore Investment Funds and Companies
  • “Master Feeder” and Hierarchical Structuring for Segregating/Aggregating Onshore/Offshore Investor Pools
  • Tax and Regulatory Compliance Counseling for Onshore/Offshore Investment Funds
  • Raising Capital for Investment Funds
  • Private Equity Investments on both the Investor and Company Sides
  • Buyouts, Spin-Offs and Going Private Transactions
  • Early and Late Round Venture Capital Investments on both the Investor and Company Sides
  • Strategic Investments in Vertically Integrated and Horizontal Competitor Companies
  • Technology Transfer Royalty-bearing Transactions between Universities or Research Institutes and Private Commercial Parties or Spin-Offs
  • “Deep Tech” Finance and Support for Innovative, Research-Intensive Projects Requiring Longer Term Investment Horizons
  • Bridge and Mezzanine Lending
  • Private Investment in Public Equity (PIPE) and Reverse Merger Transactions
  • Growth-Equity Financing
  • Recapitalization, Restructuring and Acquisitions of Bankrupt or Distressed Companies and Assets
  • Fund Portfolio Company Representation

Financial & Strategic Investments Representative Transactions

Financial & Strategic Investments Whitepapers and Advisories:

SEC Charts Comprehensive Cryptocurrency/Digital Asset Regulation Course (November 2025)

Forming Crypto-Digital Asset Funds Using  Wyoming DAO/Blockchain and U.S. Security Laws (October 2025)

Forming Exempt Private Investment Funds (September 2025)

Special Purpose Vehicles: Uses and Abuses (February 2025)

How to Handle an Initial Coin Offering (April 2025)

Raising Capital: Deal Points Series

Raising Capital Through Private Placements: Deal Points (January 2026)

Raising Capital Through Private Placements Exemption Chart (January 2026)

Raising Capital with Regulation D (June 2025)

SPACs are Back: An IPO and Private Equity Alternative: Deal Points (October 2025)

Raising Capital: Structuring a Security (May 2025)

SEC FY 2024 Raising Capital Statistics

Mergers & Acquisitions: Deal Points Series

Mergers & Acquisitions 1: Overview and Transaction Types: Deal Points (October 2024)

Mergers & Acquisitions 2: Tax Structuring Considerations: Deal Points (October 2024)

Mergers & Acquisitions 3: Structuring Payment: Deal Points (November 2024)

Mergers & Acquisitions 4: LOIs, MOUs and Term Sheets: Deal Points (November 2024)

Mergers & Acquisitions 5: Stock Purchases: Deal Points (November 2024)

Mergers & Acquisitions 6: Asset Purchases: Deal Points (December 2024)

Mergers & Acquisitions 7: Mergers: Deal Points (December 2024)

Mergers & Acquisitions 8: Public M&A: Deal Points (January 2025)

Mergers & Acquisitions 9: Financing M&A: Deal Points (February 2025)

Mergers & Acquisitions 10: Antitrust Merger Control and Clearance: Deal Points (March 2025)

Mergers & Acquisitions 11: Intellectual Property Issues in M&A: Deal Points (April 2025)

Mergers & Acquisitions 12: Cross-Border M&A: Deal Points (May 2025)

Mergers & Acquisitions 13: Distressed Target M&A: Deal Points (October 2025)

Mergers & Acquisitions 14: Going Private Transactions: Deal Points (November 2025)

Mergers & Acquisitions: M&A Corporate Governance and Due Diligence: Deal Points

Other Whitepapers and Advisories

SEC Charts Comprehensive Cryptocurrency/Digital Asset Regulation Course (November 2025)

Is Delaware Still the Corporate Domicile of Choice (July 2025)

FTC Announces 2025 Hart-Scott-Rodino Reporting Thresholds

Powersharing: Allocating Rights and Responsibilities Early in Company Life to Avoid Trouble Later and Create a Viable Investment Vehicle (November 2024)

SEC Adopts New Rules to Enhance Private Fund Advisor Reporting

CFIUS-FIRRMA Foreign Investment Rules Impact Cross-Border Deals

SEC Proposes New Rules to Protect Private Fund Investors

Public or Private: When Should a Company Go Public and When Stay Private? (March 2025)

Twitter Counters Elon Musk Takeover Offer with a Poison Pill

SEC Proposes Rule Amendments to Modernize Beneficial Ownership Reporting

Resales of Restricted Securities (April 2024)

FTC Sets Ambitious M&A Enforcement Agenda

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