Raising Capital

Raising Capital Solutions:

We represent businesses and investment funds seeking to raise capital to fund growth and operations, and their investors and lenders, including Private Equity Funds, Venture Capital Funds, Hedge Funds, Family Offices, Seed and Angel Investors and Trusts in:

Equity and Debt Securities Public and Private Offerings
Private Placements pursuant to Reg. D, Reg. A/A+, Reg. S, Reg. CF, Section 4(a)(2) and other Securities Act Registration Exemptions
SPAC (Special Purpose Acquisition Companies) IPOs and “DeSPACing” Reverse Merger Transactions
Bridge and Mezzanine Lending
Resales of Restricted and Control Securities pursuant to Securities Act Rules 144, 144A and 145
PIPE (Private Investment in Public Equity) Transactions
Securities Issuance in M&A Transactions

Raising Capital Representative Transactions

Raising Capital Whitepapers and Advisories:

Raising Capital: Deal Points Series

Raising Capital Through Private Placements: Deal Points (January 2026)

Raising Capital Through Private Placements Exemption Chart (January 2026)

Raising Capital with Regulation D (June 2025)

Raising Capital: Structuring a Security (May 2025)

Other Raising Capital Whitepapers and Advisories

SEC Charts Comprehensive Cryptocurrency/Digital Asset Regulation Course (November 2025)

Forming Crypto/Digital Asset Funds using Wyoming DAO/Blockchain and U.S. Securities Laws (October 2025)

Forming Exempt Private Investment Funds (September 2025)

SPACs are Back: An IPO and Private Equity Alternative: Deal Points (October 2025)